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Risk-Based Performance Management
Strategy. Appetite. Execution.
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Glossary of Performance & Risk Management terms
Application Controls
Balanced Scorecard
Basel II
Board
Business Continuity management (BCM)
Business Drivers
COSO
Category
Compliance
Component
Computer Controls
Consequence
Context
Control
Criteria
Deficiency
Design
Detective Control
Effected
Effective Internal Control
Effective Internal Control system
Enterprise Risk Management
Enterprise Risk Management Process
Entity
Ethical Values
Event
Financial Reporting
General Controls
Impact
Incident
Inherent Limitations
Inherent risk
Integrity
Internal Control
Internal Control System
Key Control Indicator (KCI)
Key Performance Indicator (KPI)
Key Risk
Key Risk Indicator (KRI)
Level of risk
Likelihood
Management Controls
Management Intervention
Management Override
Management Process
Manual Controls
MiFID
Near Miss
Objectives Category
Operational risk
Operations
Opportunity
Policy
Preventive Control
Procedure
Programme risk
Project risk
Published Financial Statements
Reasonable Assurance
Reasonable Assurance
Reliability of Financial Reporting
Reportable Condition
Reporting
Residual Risk
Risk
Risk acceptance
Risk aggregation
Risk analysis
Risk appetite
Risk assessment
Risk avoidance
Risk criteria
Risk evaluation
Risk exposure
Risk financing
Risk identification
Risk management
Risk management framework
Risk management governance
Risk management policy
Risk management process
Risk mitigation
Risk owner
Risk profile
Risk register
Risk response
Risk retention
Risk sharing
Risk source
Risk tolerance
Risk transfer
Risk treatment
Sarbanes-Oxley
Stakeholder
Strategic
Strategic risk
Strategy Map
Types of Internal Controls
Uncertainty
Glossary by Source
BS31100
(46)
COSO Integrated Internal Controls Framework
(35)
COSO Integrated Risk Management Framework
(34)
Client Contribution (Financial Services)
(4)
Henley MBA Dissertation At the Intersection
(5)
Strategy Maps (book)
(1)
www.riskbasedperformance.com
(6)
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Inherent Limitations »
Saturday
Dec
06
2008
Incident
Saturday, December 6, 2008 at 01:49PM
Event in which a loss occurred or could have occurred regardless of severity.
Source : BS31100:2008
Andrew Smart
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